Question 1: 20 marks – 500 word maximum
a) Identify and explain recent regulatory changes and/or controls imposed upon the provision of financial advice.
b) How have these changes impacted financial planners? Critically assess.
Question 2: 20 marks – 500 word maximum
a) Why is risk profiling important? Evaluate.
b) The structure of the risk planning tool may impact the gathering of client risk data. What should be considered when designing the risk assessment questionnaire? Critically discuss.
need appropriate referencing
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